Our Qualifications

Jim has worked in the Financial Services Industry for over 42 years, gaining extensive experience and earning weighted credentials in Financial and Investment Planning.

His qualifications include:

•  Investment Advisor Representative
•  Series 6 licensed in investment products
•  Series 7 licensed in stocks, bonds and mutual funds
•  Series 63 licensed in state specific securities
•  Accredited Asset Management Specialist (AAMS)
Certified by the College of Financial Planning
•  Accredited Portfolio Management Advisor (APMA)
Held by less than 1% of all Financial Advisors/Planners nationally
•  Securities and Insurance licensed in several states
•  Chartered Life Underwriter (CLU)
•  Chartered Financial Consultant (ChFC)

Professional leadership positions in:

•  Financial Planners’ Association
•  National Association of Investment and Financial Advisors